Given today’s complex regulatory requirements, the services of an experienced and specifically trained FINOP are more critical than ever.
Financial services firms are facing an increasingly rigorous regulatory environment. The days of having a staff accountant act as a Financial and Operations Principal (FINOP) have passed, as the role now requires much more than producing financial statements and compiling FOCUS reports. If your FINOP is not properly trained and vigilant about regulatory changes, your firm can be at risk for greater scrutiny from authorities and potential sanctions.
Janover’s FINOP support is delivered through JRS Financial Services, one of the leading FINOP providers in the country. Our experts hold FINRA Series 27 licenses and serve a broad range of clients that include broker dealers, registered investment advisors (RIAs), hedge funds and private equity firms. We can provide a FINOP Services consultant or an outsourced FINOP, depending on your needs. By utilizing the outsourced option, you will benefit from the services and guidance of a highly qualified and experienced professional without the costs associated with a full-time employee.
We offer a full range of FINOP Services. Specialists can:
- Handle all aspects of financial reporting
- Compile FOCUS and FINRA filings
- Compute net capital
- Interact with regulatory agencies when necessary
- Oversee books and records
Whether we are filing individual reports or serving as a financial back office, your obligations will be handled with the skill and diligence that are Janover’s hallmarks.